BA- Regulalrtory and Compliance

Job Summary

Business Analyst - Regulatory & Compliance opportunity in Charlotte, NC for an experienced operations-focused BA with strong regulatory, compliance, and financial markets knowledge. This role supports initiatives impacting Corporate & Investment Banking and requires a hands-on analyst who can assess regulatory change, identify business impact, and translate complex requirements into clear, actionable documentation.

This is a true Business Analyst role, not a Project Manager position. The ideal candidate will enjoy working independently, partnering with compliance, legal, technology, operations, and frontline business teams, and digging beyond surface-level analysis to uncover risks, gaps, dependencies, and practical solutions. This opportunity offers high visibility, cross-functional collaboration, and the chance to contribute to important regulatory and compliance initiatives in a complex banking environment.

Key Responsibilities

- Analyze regulatory requirements and assess impacts across business, technology, legal, compliance, and operations teams.
- Partner with stakeholders to gather, document, validate, and refine detailed business and functional requirements.
- Support regulatory-driven initiatives while ensuring alignment with compliance expectations, SLAs, and delivery timelines.
- Translate complex regulatory requirements into clear business insights, documentation, process impacts, and action plans.
- Support regulatory reporting, data analysis, gap identification, and issue resolution across CIB and frontline banking teams.
- Identify risks, dependencies, and operational impacts related to regulatory changes and compliance initiatives.

Compensation and Benefits

- Salary Range: $131,200 to $135,000 per year.
- Job Type: Temp-to-Hire.
- Duration: 12-month contract with potential to extend to 24 months.
- Location: Charlotte, NC.
- Start Date: ASAP.

Equal Opportunity Employer / Disabled / Protected Veterans

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For temporary assignments lasting 13 weeks or longer, AppleOne is pleased to offer major medical, dental, vision, 401k and any statutory sick pay where required.

We are committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please contact your staffing representative who will reach out to our HR team.

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We also consider for employment qualified applicants regardless of criminal histories, consistent with legal requirements, including, if applicable, the City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance. Pursuant to applicable state and municipal Fair Chance Laws and Ordinances, we will consider for employment-qualified applicants with arrest and conviction records, including, if applicable, the San Francisco Fair Chance Ordinance. For Los Angeles, CA applicants: Qualified applications with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.

Additional Skills

Required Qualifications and Skills

- Analyze regulatory change and define business impact across compliance, operations, legal, technology, and banking teams.
- Gather and document business and functional requirements for regulatory and compliance initiatives.
- Support regulatory reporting, data analysis, gap assessment, and stakeholder documentation.
- Work independently with cross-functional teams to deliver accurate analysis within defined timelines and SLAs.

- 5+ years of relevant Business Analyst experience, with preference for candidates in the 6-10 year experience range.
- Strong background supporting regulatory and compliance initiatives in a US or global business environment.
- Experience with banking operations, financial markets, or Corporate & Investment Banking functions.
- Ability to assess regulatory impact across multiple business functions and translate findings into actionable requirements.
- Strong experience with regulatory reporting, data analysis, process analysis, and business documentation.
- Proficiency with Microsoft Office Suite, including Excel, Word, and PowerPoint.
- Excellent written and verbal communication skills with the ability to engage stakeholders at multiple levels.
- Strong analytical thinking, critical thinking, problem-solving, and independent work capabilities.
- Operations-focused or compliance-focused Business Analyst experience is required.
- Must be a hands-on Business Analyst, not a Project Manager.

Preferred Qualifications

- Prior experience supporting Corporate & Investment Banking or frontline banking teams.
- Experience with US or global regulations impacting financial institutions.
- Exposure to enterprise regulatory programs or large-scale compliance initiatives.
- Ability to conduct deep analysis, challenge assumptions, and uncover root causes beyond surface-level requirements.