AML Fraud Analyst

AML Fraud Analyst

Location Charlotte, NC | Remote (must reside locally)

COMPENSATION & SCHEDULE

• $58.45/hour

• Monday–Friday, 8:00 AM–5:00 PM

ROLE IMPACT:  This role is critical in safeguarding the organization and its clients from financial crime, fraud, and regulatory exposure. The Financial Crimes Investigator leads end-to-end suspicious activity investigations, applying AML and Broker Dealer expertise to ensure compliance with FINRA, BSA/AML, and other financial regulations. Success is measured by accurate risk identification, timely escalation, and actionable reporting that strengthens fraud prevention controls.

KEY RESPONSIBILITIES

• Execute and manage investigations of suspicious or fraudulent financial activity, including money laundering, terrorist financing, and other financial crimes.

• Analyze customer transaction data for legitimacy, identify anomalies, and escalate elder or high-risk concerns to appropriate parties.

• Serve as subject matter expert for Unusual Financial Observation (UFO) filings and liaise with AML Officers and Fraud Program Management.

• Maintain awareness of evolving BSA/AML laws, FINRA Red Flags, and emerging regulatory requirements.

 • Partner with governance and internal business units to enhance processes, reduce fraud risk, and ensure ongoing compliance.

MINIMUM QUALIFICATIONS

• Bachelor’s degree required

• 7+ years of financial services experience in operations, supervision, compliance, and/or risk management required

• Strong Broker Dealer and AML background required

• Knowledge of securities markets, retail brokerage, and regulatory environments required

• Proven analytical and reporting skills with data-driven decision-making

• Excellent written and verbal communication skills; able to manage multiple priorities independently

PREFERRED SKILLS

• FINRA Series 7 and/or 66, Series 24

• Experience in banking or investment securities environments

• Advanced proficiency in SQL and Microsoft Excel

• Degree concentration in business, finance, or accounting

By applying for this job, you agree to receive calls, AI-generated calls, text messages, or emails from CornerStone and its affiliates, and contracted partners. Frequency varies for text messages. Message and data rates may apply. Carriers are not liable for delayed or undelivered messages. You can reply STOP to cancel and HELP for help. You can access our privacy policy at:

#IRVING123