Brokerage Operations Specialist

Pay Rate: $48 - $53/Hour

Duties:

• This role is within the account operations team at Cash App Investing and reports to the brokerage operations accounts lead.
• Provide subject matter expertise on strategic initiatives related to brokerage functions.
• Document standard operating procedures and job aids and update as needed.
• Willing to work and get comfortable with ambiguity in a fast paced environment.
• Works closely with peers to provide support in functional areas of operation and provides feedback Reviews and actions accounts in accordance with firm policy and procedure.
• Performs and completes daily operational processing functions and maintains records in accordance with firms Written Supervisory Procedures and operational processes.
• High-level understanding of SEC / FINRA regulations that pertain to the subject matter.

Skills: Required skills and experience include:

• 5+ years of experience in brokerage operations.
• Brokerage operations generalist, you have worked in various functions of a brokerage operations team which may include accounts, risk, fraud, trading, etc.
• FINRA Licenses: Series 7, 63, & 24 required.
• Knowledge and respect for SEC/FINRA regulatory and compliance rules and regulations.
• Highly organized and detail oriented.
• Team player and willing to jump in and help others on a regular basis.
• Someone who thrives in a highly collaborative and fast-paced environment.
• Excellent verbal and written communication skills.

Education:

Bachelors degree in Economics, Business, Finance, or other appropriate discipline