Compliance Specialist IV
- Lead and manage corporate-wide implementation of new or revised regulatory requirements.
- Read, analyze, and develop an in-depth knowledge of the regulation to determine requirements/mandates.
- Compliance Subject Matter Expert on regulations within assigned area of responsibility.
- Provide oversight, recommendations, and direction team members.
- Assist Line of Business with a gap analysis to compare the current state with the new required state. Assist Line of Business with the development of an implementation plan
- - ensuring requirements/mandates are met by implementation date.
- Answer questions make recommendations and address issues identified during the implementation phase.
- Performs analysis in managing risks in existing operations resulting from industry lawsuits, settlements, etc. associated with regulatory violations.
- Independently identify projects and tasks to be completed and lead teams and solo efforts to complete act as a primary contact with business unit liaisons with respect to dashboard reviews; develop materials for Corporate-wide committees, as needed.
- Act as a primary contact for federal regulatory exams, internal audits, external audits, and enterprise-level reviews; manage these audits and exams on a proactive project basis to ensure that responses submitted are appropriate and accurate and adequately address the request. Assist business units with responses, as necessary.
- Collaborate Line of Business and Compliance to assist in defining the appropriate scope control exam by providing guidance regarding emerging risks and new or revised regulatory changes that may impact the business.
- Review work papers, answer file specific questions, and assist and advise on the drafting of the final report as needed.
- Executes periodic self-monitoring or testing to determine whether policies and procedures are being followed.
- Advise area of responsibility on special training needs and assist in the creation and revision of training and training tools.
- Bachelor's degree preferred or 4 years relevant experience
- 10 or more years Banking regulatory compliance or related legal experience
- Certified Regulatory Compliance Manager (CRCM) certification or other applicable/relevant certifications or licenses helpful but not required
Recommended Jobs
Physician / Psychiatry / North Carolina / Locum tenens / Adult Psychiatrist Job
Adult psychiatrist needed for a locum tenens assignment in BEAUTIFUL North Carolina. The area boasts a championship golf course, museums, arts, crafts, and some of the best "home-cooking" anywhere. T…
Dental Hygienist
Job Description Job Description Description: JOB SUMMARY Provide quality dental care and associated services to patients under the general supervision of a dentist and using established den…
Chief Estimator - Civil
Job Description Job Description Our client is a leading concrete and civil earthwork contractor, ranked as a Top 100 Specialty Contractor in the U.S. seeking a Chief Estimator in the Charlotte ar…
Traveling Superintendent
Job Description Job Description Traveling Superintendent Falcon Construction is seeking a Traveling Superintendent in various locations. Come join our growing organization! Position Summary…
Hiring for Multi-specialty Practice 40 Miles from Charlotte
Enterprise Medical is scheduling interviews with a well-known multi-specialty group. The practice is located in a safe community nestled at the foot of the Blue Ridge Mountains and only 40 miles from…
Assistant Director of Imaging
Ref: KE Information: The Assistant Director of Imaging Services is responsible for the operational and systems administration of the Imaging Department information systems. Functions in one or more…
VP, Infrastructure and IT Operations - Hybrid or Remote Opportunity
We are seeking a pragmatic and visionary technology executive to serve as Vice President, Infrastructure and IT Operations, responsible for leading enterprise-wide technology operations, infrastructu…
Speech Language Pathologist, Full Time Home Health visits
Job Description Job Description BAYADA Home Health Care is currently seeking an experienced Speech Language Pathologist, SLP, for a full time opportunity performing home health visits for adult a…
2nd Shift Convenience Store Assistant Manager
Job Description Job Description 2nd Shift Assistant Manager Position Overview: The 2nd Shift Assistant Manager plays a key role in supporting the daily operations of the convenience store duri…
Director, Business Development - Raleigh, NC
Job Description Job Description Salary: $85,000-$97,000 base + bonus potential Introduction: At Middleton Meyers, we empower our employees to take charge of their professional journey, fost…